SEC You in Court
The SEC will find itself in court much more often by pursuing cases in this fashion. And, frankly, their record of winning cases that actually go to trial is not very good. Continue Reading →
Tag Archives: securities and exchange commission
Regulatory Overreach, SEC Edition
Talk about overreach, this is a moon shot. Sadly, with the current administration in Washington, D.C., I don’t see relief from this kind of stupidity any time soon. Continue Reading →
What was the SEC doing while Madoff, Stanford, et. al. were defrauding the public?
“WASHINGTON — Senior staffers at the Securities and Exchange Commission spent hours surfing pornographic websites on government-issued computers while they were being paid to police the financial system, an agency watchdog says.” Continue Reading →